SEC Form 4 · accession 0000899243-15-002981
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Duckworth
Officer — Chief Financial Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 875 | $9.40 | A | 21,259 | D | |
| Common Stock | Aug 10, 2015 | M | 1,624 | $15.96 | A | 22,883 | D | |
| Common Stock | Aug 10, 2015 | M | 15,176 | $16.60 | A | 38,059 | D | |
| Common Stock | Aug 10, 2015 | M | 9,500 | $29.39 | A | 47,559 | D | |
| Common Stock | Aug 10, 2015 | M | 1,298 | $50.75 | A | 48,857 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $9.40 | Aug 10, 2015 | M | 875 | D | Nov 16, 2012 | Nov 16, 2021 | Common Stock | 875 | 875 | D |
| Stock OptionF2 | $15.96 | Aug 10, 2015 | M | 1,624 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 1,624 | 814 | D |
| Stock OptionF3 | $16.60 | Aug 10, 2015 | M | 15,176 | D | Aug 2, 2013 | Aug 2, 2022 | Common Stock | 15,176 | 7,591 | D |
| Stock OptionF4 | $29.39 | Aug 10, 2015 | M | 9,500 | D | Mar 29, 2014 | Mar 29, 2023 | Common Stock | 9,500 | 9,500 | D |
| Stock OptionF5 | $50.75 | Aug 10, 2015 | M | 1,298 | D | Feb 27, 2015 | Feb 27, 2024 | Common Stock | 1,298 | 3,897 | D |
Explanation of responses
- F1The options vest over a 4-year period in equal annual installments beginning November 16, 2012.
- F2The options vest over a 4-year period in equal annual installments beginning March 19, 2013.
- F3The options vest over a 4-year period in equal annual installments beginning August 2, 2013.
- F4The options vest over a 4-year period in equal annual installments beginning March 29, 2014.
- F5The options vest over a 4-year period in equal annual installments beginning February 27, 2015.