SEC Form 4 · accession 0000899243-15-002980
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Morgan Fincher
Officer — Chief Operating Officer · 10% Owner
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 7,588 | $15.96 | A | 121,989 | D | |
| Common Stock | Aug 10, 2015 | M | 6,675 | $29.39 | A | 128,664 | D | |
| Common StockF1,F2 | holding | — | — | — | 101,541 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $15.96 | Aug 10, 2015 | M | 7,588 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 7,588 | 7,591 | D |
| Stock OptionF4 | $29.39 | Aug 10, 2015 | M | 6,675 | D | Mar 29, 2014 | Mar 29, 2023 | Common Stock | 6,675 | 13,350 | D |
Explanation of responses
- F1Mr. Fincher expressly disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- F2By the Ras W. Fincher II Trust u/a/d 09/13/2011, the Morgan M. Fincher Trust u/a/d 09/13/2011 and the Cody C. Fincher Trust u/a/d 09/13/2011.
- F3The options vest over a 4-year period in equal annual installments beginning March 19, 2013.
- F4The options vest over a 4-year period in equal annual installments beginning March 29, 2014.
Remarks
The reporting person is party to a stockholders agreement with Acadia Healthcare Company, Inc. ("Acadia") and certain other stockholders. As a result, he may be deemed to be a part of a "group" with such other stockholders. To the extent the reporting person is deemed a member of a group, he disclaims beneficial ownership of shares owned by other members of the group.