SEC Form 4 · accession 0000899243-15-002644
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Turner
Officer — President · 10% Owner
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 7,588 | $15.96 | A | 53,398 | D | |
| Common Stock | Aug 6, 2015 | M | 6,675 | $29.39 | A | 60,073 | D | |
| Common StockF2 | Aug 6, 2015 | S | 16,752 | $82.8479 | D | 43,321 | D | |
| Common StockF3,F4 | holding | — | — | — | 206,252 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $15.96 | Aug 6, 2015 | M | 7,588 | D | Mar 19, 2015 | Mar 19, 2022 | Common Stock | 7,588 | 7,591 | D |
| Stock Option | $29.39 | Aug 6, 2015 | M | 6,675 | D | Mar 29, 2015 | Mar 29, 2023 | Common Stock | 6,675 | 13,350 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.60 to $84.20, inclusive. The reporting person undertakes to provide to Acadia Healthcare Company, Inc. (Acadia), any security holder of Acadia, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Mr. Turner expressly disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- F4By the Elizabeth Grace Turner 2011 Vested Trust and the William Jesse Turner 2011 Vested Trust.
Remarks
The reporting person is party to a stockholders agreement with Acadia Healthcare Company, Inc. ("Acadia") and certain other stockholders. As a result, he may be deemed to be a part of a "group" with such other stockholders. To the extent the reporting person is deemed a member of a group, he disclaims beneficial ownership of shares owned by other members of the group.