SEC Form 4 · accession 0001520566-18-000040
Nationstar Mortgage Holdings Inc. · NSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Guthrie
Director
Period of report
May 17, 2018
Accepted (ET)
May 17, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 17, 2018 | A | 17,935 | A | — | — | Common Stock | 17,935 | 34,370 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan.
- F2The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the reporting person's continued service as a director with the Issuer. The receipt of the RSUs has been deferred by the Reporting Person under the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan.