SEC Form 4 · accession 0001520566-18-000021
Nationstar Mortgage Holdings Inc. · NSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amar R Patel
Officer — EVP & Chief Financial Officer
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520566
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2018 | M | 10,471 | $18.06 | A | 381,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Apr 1, 2018 | M | 10,471 | D | — | — | Common Stock | 10,471 | 50,029 | D |
Explanation of responses
- F1The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.