SEC Form 4 · accession 0001520566-15-000073
Nationstar Mortgage Holdings Inc. · NSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Guthrie
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 14, 2015 | A | 16,435 | A | — | — | Common Stock | 16,435 | 16,435 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Amended and Restated 2012 Incentive Compensation Plan.
- F2The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the Reporting Person's continued service as a member of the Issuer's board of directors. The receipt of the RSUs has been deferred by the Reporting Person under the Issuer's Amended and Restated 2012 Incentive Compensation Plan and will be settled in shares of the Issuer's Common Stock on the date the Reporting Person ceases to serve as a member of the Issuer's board of directors.