SEC Form 4 · accession 0001493152-17-001198
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl T Wolf
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 31, 2017
Accepted (ET)
Feb 7, 2017 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | J | 61,475 | $0.61 | A | 5,720,774 | D | |
| Common StockF1 | Jan 31, 2017 | J | 15,385 | $0.65 | A | 5,736,159 | D | |
| Series A Preferred Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | Nov 20, 2015 | A | 740,741 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 740,741 | 740,741 | D |
| Warrant | $1.50 | Nov 20, 2015 | J | 33,334 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 33,334 | 33,334 | D |
Explanation of responses
- F1Shares owned by Carl Wolfare and Carl Wolf and Marion Wolf as joint tenants.
- F2Mr. Wolf was issued such shares in lieu of compensation for November 2016-January 2017
- F3Dividend issued on Series A Preferred Stock