SEC Form 4 · accession 0001520300-17-000012
ASB Bancorp Inc · ASBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Miller
Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 11, 2017 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 15,200 | $15.712 | A | 16,200 | D | |
| Common StockF1 | holding | — | — | — | 9,000 | I | Restricted Stock I | |
| Common Stock | holding | — | — | — | 17,500 | I | Deborah L. Miller Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.712 | holding | — | — | — | Feb 5, 2014 | Feb 5, 2023 | Common Stock | 3,800 | 3,800 | D |
Explanation of responses
- F1Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the award.
- F2Stock options vest in five equal annual installment beginning on February 5, 2014, the first anniversary of the date of the grant.