SEC Form 4 · accession 0001520300-17-000009
ASB Bancorp Inc · ASBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Smith
Director
Period of report
Sep 7, 2017
Accepted (ET)
Sep 7, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2017 | M | 5,400 | $18.84 | A | 21,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.84 | holding | — | — | — | Sep 15, 2015 | Sep 15, 2024 | Common Stock | 8,100 | 8,100 | D |
Explanation of responses
- F1Stock options vest in five equal installments beginning on September 15,2015, the first anniversary of the date of the grant.