SEC Form 4 · accession 0001127602-19-011392
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 12, 2019 | M | 44,171 | $8.55 | A | 760,604 | D | |
| Ordinary SharesF3 | Mar 12, 2019 | S | 44,171 | $33.2446 | D | 716,433 | D | |
| Ordinary Shares | Mar 13, 2019 | M | 15,829 | $8.55 | A | 732,262 | D | |
| Ordinary SharesF4 | Mar 13, 2019 | S | 15,829 | $33.5135 | D | 716,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $8.55 | Mar 12, 2019 | M | 44,171 | D | — | May 26, 2019 | Ordinary Shares | 44,171 | 125,829 | D |
| Employee Stock Option (Right to Buy)F5 | $8.55 | Mar 13, 2019 | M | 15,829 | D | — | May 26, 2019 | Ordinary Shares | 15,829 | 110,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.8475 to $33.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.07 to $33.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.