SEC Form 4 · accession 0001127602-18-017988
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Landine
Officer — SVP, Corp Dev., Alkermes, Inc.
Period of report
May 17, 2018
Accepted (ET)
May 17, 2018 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 17, 2018 | M | 20,000 | $12.29 | A | 192,644 | D | |
| Ordinary SharesF3 | May 17, 2018 | S | 16,900 | $45.9581 | D | 175,744 | D | |
| Ordinary SharesF4 | May 17, 2018 | S | 3,100 | $47.1465 | D | 172,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $12.29 | May 17, 2018 | M | 20,000 | D | — | May 27, 2018 | Ordinary Shares | 20,000 | 20,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/18.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/18.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.53 to $46.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.69 to $47.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.