SEC Form 4 · accession 0001127602-18-017120
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 8, 2018 | M | 50,000 | $12.29 | A | 716,352 | D | |
| Ordinary SharesF3 | May 8, 2018 | S | 42,640 | $44.2756 | D | 673,712 | D | |
| Ordinary SharesF4 | May 8, 2018 | S | 7,360 | $44.5466 | D | 666,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $12.29 | May 8, 2018 | M | 50,000 | D | — | May 27, 2018 | Ordinary Shares | 50,000 | 70,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/18.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/18.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.51 to $44.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.51 to $44.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.