SEC Form 4 · accession 0001127602-18-010221
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 1, 2018 | M | 17,500 | $0.00 | A | 666,910 | D | |
| Ordinary Shares | Mar 1, 2018 | F | 7,779 | $57.41 | D | 659,131 | D | |
| Ordinary Shares | Mar 3, 2018 | M | 13,000 | $0.00 | A | 672,131 | D | |
| Ordinary Shares | Mar 3, 2018 | F | 5,779 | $60.05 | D | 666,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | Mar 1, 2018 | M | 17,500 | D | Mar 1, 2017 | — | Ordinary Shares | 17,500 | 35,000 | D |
| Restricted Stock Unit AwardF2 | $0.00 | Mar 3, 2018 | M | 13,000 | D | — | — | Ordinary Shares | 13,000 | 0 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.
- F2This RSU award is fully vested in accordance with its terms.
Remarks
EXHIBIT LIST: Exhibit 24.1 - Power of Attorney