SEC Form 4 · accession 0001127602-18-010213
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joseph Gaffin
Officer — SVP, CLO, Alkermes, Inc.
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 1, 2018 | M | 2,250 | $0.00 | A | 36,145 | D | |
| Ordinary Shares | Mar 1, 2018 | F | 663 | $57.41 | D | 35,482 | D | |
| Ordinary Shares | Mar 3, 2018 | M | 1,250 | $0.00 | A | 36,732 | D | |
| Ordinary Shares | Mar 3, 2018 | F | 369 | $60.05 | D | 36,363 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | Mar 1, 2018 | M | 2,250 | D | Mar 1, 2017 | — | Ordinary Shares | 2,250 | 4,500 | D |
| Restricted Stock Unit AwardF2 | $0.00 | Mar 3, 2018 | M | 1,250 | D | — | — | Ordinary Shares | 1,250 | 0 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.
- F2This RSU award is fully vested in accordance with its terms.