SEC Form 4 · accession 0001127602-18-009207
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joseph Gaffin
Officer — SVP, CLO, Alkermes, Inc.
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 26, 2018 | M | 1,100 | $0.00 | A | 34,219 | D | |
| Ordinary Shares | Feb 26, 2018 | F | 324 | $58.12 | D | 33,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | Feb 26, 2018 | M | 1,100 | D | Feb 26, 2016 | — | Ordinary Shares | 1,100 | 1,100 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/26/2016.