SEC Form 4 · accession 0001127602-18-007603
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Landine
Officer — SVP, Corp Dev., Alkermes, Inc.
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 17, 2018 | M | 3,000 | $0.00 | A | 166,693 | D | |
| Ordinary Shares | Feb 17, 2018 | F | 933 | $67.26 | D | 165,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | Feb 16, 2018 | A | 13,500 | A | Feb 16, 2019 | — | Ordinary Shares | 13,500 | 13,500 | D |
| Employee Stock Option (Right to Buy)F2 | $67.26 | Feb 16, 2018 | A | 54,500 | A | Feb 16, 2019 | Feb 16, 2028 | Ordinary Shares | 54,500 | 54,500 | D |
| Restricted Stock Unit AwardF3 | $0.00 | Feb 17, 2018 | M | 3,000 | D | Feb 17, 2018 | — | Ordinary Shares | 3,000 | 9,000 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.
- F2Shares subject to the stock option award vest in four equal annual installments commencing on 2/16/2019.
- F3Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.