SEC Form 5 · accession 0001127602-18-004970
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn L Biberstein
Officer — EVP/CAO/CCO/CRO Alks Inc;
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 4, 2017 | G | 879 | $0.00 | D | 12,224 | D | |
| Ordinary SharesF2 | holding | — | — | — | 28,856 | I | By 2016 GRAT | |
| Ordinary SharesF3 | holding | — | — | — | 113,017 | I | By 2017 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 113,017 shares previously owned directly which were contributed to the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT") on December 14, 2017, which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
- F2Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
- F3Shares held by the 2017 GRAT. The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.