SEC Form 4 · accession 0001127602-17-027440
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Floyd E Bloom
Director
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 12, 2017 | M | 20,000 | $11.44 | A | 20,000 | I | The Corey-Bloom Family Trust |
| Ordinary Shares | holding | — | — | — | 128,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F1,F3,F2 | $11.44 | Sep 12, 2017 | M | 20,000 | D | — | Oct 7, 2018 | Ordinary Shares | 20,000 | 0 | I |
Explanation of responses
- F1The reporting person and his wife are co-trustees and co-beneficiaries of The Corey-Bloom Family Trust originally established on September 4, 1990 and amended and restated on September 10, 2015 ("The Corey-Bloom Family Trust").
- F2These options are fully vested in accordance with their terms.
- F3This option was transferred from the reporting person to The Corey-Bloom Family Trust on April 19, 2017.