SEC Form 4 · accession 0001127602-17-018873
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 17, 2017 | M | 50,000 | $15.95 | A | 680,406 | D | |
| Ordinary SharesF3 | May 17, 2017 | S | 11,655 | $57.2336 | D | 668,751 | D | |
| Ordinary SharesF4 | May 17, 2017 | S | 32,406 | $58.3731 | D | 636,345 | D | |
| Ordinary SharesF5 | May 17, 2017 | S | 5,939 | $59.0576 | D | 630,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F6 | $15.95 | May 17, 2017 | M | 50,000 | D | — | Jun 1, 2017 | Ordinary Shares | 50,000 | 18,731 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.86 to $57.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.86 to $58.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.86 to $59.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6These options are fully vested in accordance with their terms.