SEC Form 4 · accession 0001127602-17-013185
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Cooke
Officer — President, Alkermes plc
Period of report
Mar 29, 2017
Accepted (ET)
Mar 29, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 29, 2017 | M | 200 | $14.60 | A | 72,148 | D | |
| Ordinary Shares | Mar 29, 2017 | M | 1,870 | $16.55 | A | 74,018 | D | |
| Ordinary Shares | Mar 29, 2017 | S | 2,070 | $60.00 | D | 71,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.60 | Mar 29, 2017 | M | 200 | D | — | Oct 5, 2021 | Ordinary Shares | 200 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $16.55 | Mar 29, 2017 | M | 1,870 | D | — | May 21, 2022 | Ordinary Shares | 1,870 | 154,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3These options are fully vested in accordance with their terms.