SEC Form 4 · accession 0001127602-17-009851
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Cooke
Officer — President, Alkermes plc
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 1, 2017 | M | 7,000 | $0.00 | A | 73,068 | D | |
| Ordinary Shares | Mar 1, 2017 | F | 3,640 | $59.71 | D | 69,428 | D | |
| Ordinary Shares | Mar 2, 2017 | M | 20,000 | $14.60 | A | 89,428 | D | |
| Ordinary Shares | Mar 2, 2017 | S | 20,000 | $60.00 | D | 69,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF3 | $0.00 | Mar 1, 2017 | M | 7,000 | D | Mar 1, 2017 | — | Ordinary Shares | 7,000 | 21,000 | D |
| Employee Stock Option (Right to Buy)F4 | $14.60 | Mar 2, 2017 | M | 20,000 | D | — | Oct 5, 2021 | Ordinary Shares | 20,000 | 4,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.
- F4These options are fully vested in accordance with their terms.