SEC Form 4 · accession 0001127602-17-009843
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn L Biberstein
Officer — EVP/CAO/CCO Alks Inc; Sec ALKS
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 1, 2017 | M | 5,750 | $0.00 | A | 46,970 | D | |
| Ordinary Shares | Mar 1, 2017 | F | 2,056 | $59.71 | D | 44,914 | D | |
| Ordinary SharesF1 | holding | — | — | — | 36,848 | I | By 2015 GRAT | |
| Ordinary SharesF2 | holding | — | — | — | 57,152 | I | By 2016 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF3 | $0.00 | Mar 1, 2017 | M | 5,750 | D | Mar 1, 2017 | — | Ordinary Shares | 5,750 | 17,250 | D |
Explanation of responses
- F1Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
- F2Shares held by the 2016 GRAT. The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
- F3Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.