SEC Form 4 · accession 0001127602-17-007482
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Frates
Officer — SVP, Alks Inc; CFO ALKS
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | Feb 17, 2017 | A | 12,000 | A | Feb 17, 2018 | — | Ordinary Shares | 12,000 | 12,000 | D |
| Employee Stock Option (Right to Buy)F2 | $54.57 | Feb 17, 2017 | A | 50,000 | A | Feb 17, 2018 | Feb 17, 2027 | Ordinary Shares | 50,000 | 50,000 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.
- F2Shares subject to the stock option award vest in four equal annual installments commencing on 2/17/18.