SEC Form 5 · accession 0001127602-17-005079
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon G Pugh
Officer — SVP, COO & CRO, Alkermes, Inc.
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 20,587 | D | ||
| Ordinary Shares | holding | — | — | — | 38,737 | I | Gordon G. Pugh Revocable Trust - 2012 | |
| Ordinary SharesF1 | holding | — | — | — | 16,287 | I | Nancy E. Pugh Revocable Trust - 2012 | |
| Ordinary SharesF2 | holding | — | — | — | 3,803 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,186 shares received on December 21, 2016 pursuant to an annuity payment from the KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
- F2Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.