SEC Form 4 · accession 0001127602-17-001449
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stejbach
Officer — SVP/Chief Comm Off, Alks Inc
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 9, 2017 | M | 547 | $17.30 | A | 34,662 | D | |
| Ordinary Shares | Jan 9, 2017 | S | 547 | $60.27 | D | 34,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.30 | Jan 9, 2017 | M | 547 | D | — | Mar 7, 2022 | Ordinary Shares | 547 | 26,660 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3These options are fully vested in accordance with their terms.