SEC Form 4 · accession 0001127602-17-001311
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stejbach
Officer — SVP/Chief Comm Off, Alks Inc
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 4, 2017 | M | 2,500 | $17.30 | A | 36,615 | D | |
| Ordinary SharesF3 | Jan 4, 2017 | S | 2,500 | $60.007 | D | 34,115 | D | |
| Ordinary Shares | Jan 5, 2017 | M | 300 | $17.30 | A | 34,415 | D | |
| Ordinary SharesF4 | Jan 5, 2017 | S | 300 | $60.0866 | D | 34,115 | D | |
| Ordinary Shares | Jan 6, 2017 | M | 6,653 | $17.30 | A | 40,768 | D | |
| Ordinary SharesF5 | Jan 6, 2017 | S | 6,653 | $60.0696 | D | 34,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $17.30 | Jan 4, 2017 | M | 2,500 | D | — | Mar 7, 2022 | Ordinary Shares | 2,500 | 34,160 | D |
| Employee Stock Option (Right to Buy)F6 | $17.30 | Jan 5, 2017 | M | 300 | D | — | Mar 7, 2022 | Ordinary Shares | 300 | 33,860 | D |
| Employee Stock Option (Right to Buy)F6 | $17.30 | Jan 6, 2017 | M | 6,653 | D | — | Mar 7, 2022 | Ordinary Shares | 6,653 | 27,207 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6These options are fully vested in accordance with their terms.