SEC Form 4 · accession 0001127602-16-068676
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 29, 2016 | M | 30,000 | $14.38 | A | 638,962 | D | |
| Ordinary SharesF3 | Nov 29, 2016 | S | 27,950 | $56.9284 | D | 611,012 | D | |
| Ordinary SharesF4 | Nov 29, 2016 | S | 2,050 | $57.7173 | D | 608,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F5 | $14.38 | Nov 29, 2016 | M | 30,000 | D | — | Dec 12, 2016 | Ordinary Shares | 30,000 | 0 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.47 to $57.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.49 to $57.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.