SEC Form 4 · accession 0001127602-16-067031
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joseph Gaffin
Officer — SVP, CLO, Alkermes, Inc.
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 11, 2016 | M | 825 | $12.29 | A | 22,339 | D | |
| Ordinary Shares | Nov 11, 2016 | M | 2,618 | $14.38 | A | 24,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $12.29 | Nov 11, 2016 | M | 825 | D | — | May 27, 2018 | Ordinary Shares | 825 | 275 | D |
| Employee Stock Option (Right to Buy)F1 | $14.38 | Nov 11, 2016 | M | 2,618 | D | — | Dec 12, 2016 | Ordinary Shares | 2,618 | 0 | D |
Explanation of responses
- F1These options are fully vested in accordance with their terms.