SEC Form 4 · accession 0001127602-16-067025
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stejbach
Officer — SVP/Chief Comm Off, Alks Inc
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 10, 2016 | M | 5,780 | $17.30 | A | 35,807 | D | |
| Ordinary Shares | Nov 10, 2016 | F | 1,692 | $59.07 | D | 34,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.30 | Nov 10, 2016 | M | 5,780 | D | — | Mar 7, 2022 | Ordinary Shares | 5,780 | 36,660 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This stock swap was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3These options are fully vested in accordance with their terms.