SEC Form 4 · accession 0001127602-16-064469
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Cooke
Officer — President, Alkermes plc
Period of report
Oct 5, 2016
Accepted (ET)
Oct 6, 2016 · 8:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Oct 5, 2016 | M | 7,500 | $0.00 | A | 67,844 | D | |
| Ordinary Shares | Oct 5, 2016 | F | 3,900 | $46.43 | D | 63,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF1,F2 | — | Oct 5, 2016 | M | 7,500 | D | — | — | Ordinary Shares | 7,500 | 0 | D |
Explanation of responses
- F1Each performance restricted stock unit represented a contingent right to receive one ordinary share of Alkermes plc.
- F2This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms.