SEC Form 4 · accession 0001127602-16-063082
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Ehrich
Officer — EVP, R&D & CMO, Alkermes, Inc.
Period of report
Sep 21, 2016
Accepted (ET)
Sep 22, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 21, 2016 | M | 1,166 | $18.105 | A | 46,477 | D | |
| Ordinary SharesF3 | Sep 21, 2016 | S | 1,166 | $50.8081 | D | 45,311 | D | |
| Ordinary Shares | Sep 22, 2016 | M | 3,834 | $18.105 | A | 49,145 | D | |
| Ordinary SharesF4 | Sep 22, 2016 | S | 3,834 | $50.8415 | D | 45,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $18.105 | Sep 21, 2016 | M | 1,166 | D | — | May 20, 2021 | Ordinary Shares | 1,166 | 29,834 | D |
| Employee Stock Option (Right to Buy)F5 | $18.105 | Sep 22, 2016 | M | 3,834 | D | — | May 20, 2021 | Ordinary Shares | 3,834 | 26,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.80 to $50.835. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.80 to $51.00 Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.