SEC Form 4 · accession 0001127602-16-058849
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Ehrich
Officer — EVP, R&D & CMO, Alkermes, Inc.
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jul 26, 2016 | M | 800 | $16.55 | A | 46,111 | D | |
| Ordinary SharesF3 | Jul 26, 2016 | S | 800 | $51.8191 | D | 45,311 | D | |
| Ordinary Shares | Jul 27, 2016 | M | 34,399 | $16.55 | A | 79,710 | D | |
| Ordinary SharesF4 | Jul 27, 2016 | S | 34,399 | $51.9514 | D | 45,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $16.55 | Jul 26, 2016 | M | 800 | D | — | May 21, 2022 | Ordinary Shares | 800 | 94,200 | D |
| Employee Stock Option (Right to Buy)F5 | $16.55 | Jul 27, 2016 | M | 34,399 | D | — | May 21, 2022 | Ordinary Shares | 34,399 | 59,801 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.81 to $51.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.80 to $52.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.