SEC Form 4 · accession 0001127602-16-054189
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Iain Michael Brown
Officer — SVP Finance & CAO, Alks Inc.
Period of report
May 28, 2016
Accepted (ET)
Jun 1, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 28, 2016 | M | 1,750 | $0.00 | A | 52,771 | D | |
| Ordinary Shares | May 28, 2016 | F | 568 | $46.13 | D | 52,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | May 28, 2016 | M | 1,750 | D | May 28, 2014 | — | Ordinary Shares | 1,750 | 1,750 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.