SEC Form 4 · accession 0001127602-16-054187
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn L Biberstein
Officer — EVP/CAO/CCO Alks Inc; Sec ALKS
Period of report
May 28, 2016
Accepted (ET)
Jun 1, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 28, 2016 | M | 3,750 | $0.00 | A | 38,305 | D | |
| Ordinary Shares | May 28, 2016 | F | 1,765 | $46.13 | D | 36,540 | D | |
| Ordinary SharesF1 | holding | — | — | — | 94,000 | I | By 2015 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF2 | $0.00 | May 28, 2016 | M | 3,750 | D | May 28, 2014 | — | Ordinary Shares | 3,750 | 3,750 | D |
Explanation of responses
- F1Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
- F2Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.