SEC Form 4 · accession 0001127602-16-049605
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Landine
Officer — SVP, Corp Dev., Alkermes, Inc.
Period of report
Apr 20, 2016
Accepted (ET)
Apr 20, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Apr 20, 2016 | M | 12,657 | $20.79 | A | 159,419 | D | |
| Ordinary Shares | Apr 20, 2016 | M | 4,218 | $20.79 | A | 163,637 | D | |
| Ordinary SharesF3 | Apr 20, 2016 | S | 9,993 | $40.971 | D | 153,644 | D | |
| Ordinary SharesF4 | Apr 20, 2016 | S | 6,882 | $41.2641 | D | 146,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F5 | $20.79 | Apr 20, 2016 | M | 12,657 | D | — | May 2, 2016 | Ordinary Shares | 12,657 | 0 | D |
| Incentive Stock Option (Right to Buy)F5 | $20.79 | Apr 20, 2016 | M | 4,218 | D | — | May 2, 2016 | Ordinary Shares | 4,218 | 0 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.235 to $41.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.23 to $41.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.