SEC Form 4 · accession 0001127602-16-044230
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Iain Michael Brown
Officer — VP Finance & CAO, Alkermes Inc
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 26, 2016 | M | 1,100 | $0.00 | A | 45,967 | D | |
| Ordinary Shares | Feb 26, 2016 | F | 357 | $33.61 | D | 45,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1 | $0.00 | Feb 26, 2016 | M | 1,100 | D | Feb 26, 2016 | — | Ordinary Shares | 1,100 | 3,300 | D |
| Employee Stock Option (Right to Buy)F2 | $32.27 | Feb 29, 2016 | A | 36,000 | A | Mar 1, 2017 | Feb 28, 2026 | Ordinary Shares | 36,000 | 36,000 | D |
| Restricted Stock Unit AwardF3 | $0.00 | Feb 29, 2016 | A | 9,000 | A | Mar 1, 2017 | — | Ordinary Shares | 9,000 | 9,000 | D |
Explanation of responses
- F1Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 2/26/2016.
- F2Shares subject to the stock option award vest in four equal annual installments commencing on 3/1/2017.
- F3Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/1/2017.