SEC Form 5 · accession 0001127602-16-040474
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn L Biberstein
Officer — SVP, CLO, Secretary & CCO
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 8, 2015 | G | 500 | $0.00 | D | 1,379 | D | |
| Ordinary SharesF2 | holding | — | — | — | 94,000 | I | By 2015 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 94,000 shares previously owned directly which were contributed to the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT") on December 14, 2015, which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
- F2Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.