SEC Form 4 · accession 0001127602-15-033551
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 8, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 7, 2015 | M | 32,124 | $18.60 | A | 585,621 | D | |
| Ordinary Shares | Dec 7, 2015 | M | 5,376 | $18.60 | A | 590,997 | D | |
| Ordinary SharesF3 | Dec 7, 2015 | S | 27,408 | $71.8693 | D | 563,589 | D | |
| Ordinary SharesF4 | Dec 7, 2015 | S | 9,210 | $72.508 | D | 554,379 | D | |
| Ordinary SharesF5 | Dec 7, 2015 | S | 882 | $73.5155 | D | 553,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F6 | $18.60 | Dec 7, 2015 | M | 32,124 | D | — | Dec 9, 2015 | Ordinary Shares | 32,124 | 0 | D |
| Incentive Stock Option (Right to Buy)F6 | $18.60 | Dec 7, 2015 | M | 5,376 | D | — | Dec 9, 2015 | Ordinary Shares | 5,376 | 0 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.21 to $72.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.21 to $73.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.23 to $73.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6These options are fully vested in accordance with their terms.