SEC Form 4 · accession 0001127602-15-033057
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stejbach
Officer — Chief Commercial Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 1, 2015 | M | 18,000 | $17.30 | A | 37,564 | D | |
| Ordinary SharesF3 | Dec 1, 2015 | S | 15,200 | $71.9943 | D | 22,364 | D | |
| Ordinary SharesF4 | Dec 1, 2015 | S | 2,300 | $73.0891 | D | 20,064 | D | |
| Ordinary SharesF5 | Dec 1, 2015 | S | 500 | $73.582 | D | 19,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $17.30 | Dec 1, 2015 | M | 18,000 | D | Mar 7, 2013 | Mar 7, 2022 | Ordinary Shares | 18,000 | 52,440 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.39 to $72.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.47 to $73.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.48 to $73.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing on 3/7/13.