SEC Form 4 · accession 0001127602-15-030341
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stejbach
Officer — Chief Commercial Officer
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 2, 2015 | M | 18,000 | $17.30 | A | 37,964 | D | |
| Ordinary SharesF3 | Nov 2, 2015 | S | 15,670 | $71.9993 | D | 22,294 | D | |
| Ordinary SharesF4 | Nov 2, 2015 | S | 2,330 | $72.5062 | D | 19,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $17.30 | Nov 2, 2015 | M | 18,000 | D | Mar 7, 2013 | Mar 7, 2022 | Ordinary Shares | 18,000 | 70,440 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.39 to $72.375. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.40 to $72.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing on 3/7/13.