SEC Form 4 · accession 0001127602-15-029861
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Iain Michael Brown
Officer — VP, Finance & CAO
Period of report
Oct 29, 2015
Accepted (ET)
Oct 30, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Oct 29, 2015 | M | 10,822 | $18.60 | A | 49,511 | D | |
| Ordinary Shares | Oct 29, 2015 | S | 10,822 | $69.99 | D | 38,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $18.60 | Oct 29, 2015 | M | 10,822 | D | — | Dec 9, 2015 | Ordinary Shares | 10,822 | 6,178 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3These options are fully vested in accordance with their terms.