SEC Form 4 · accession 0001127602-15-027034
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon G Pugh
Officer — SVP, COO & CRO, Alkermes, Inc.
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 11, 2015 | M | 5,523 | $18.105 | A | 19,633 | D | |
| Ordinary Shares | Sep 11, 2015 | F | 1,409 | $70.95 | D | 18,224 | D | |
| Ordinary Shares | Sep 11, 2015 | G | 1,080 | $0.00 | D | 29,557 | I | Gordon G. Pugh Revocable Trust - 2012 |
| Ordinary Shares | Sep 15, 2015 | G | 18,224 | $0.00 | D | 0 | D | |
| Ordinary Shares | Sep 15, 2015 | G | 18,224 | $0.00 | A | 47,781 | I | Gordon G. Pugh Revocable Trust - 2012 |
| Ordinary SharesF1 | holding | — | — | — | 9,190 | I | By GRAT | |
| Ordinary Shares | holding | — | — | — | 10,900 | I | Nancy E. Pugh Revocable Trust - 2012 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $18.105 | Sep 11, 2015 | M | 5,523 | D | — | May 20, 2021 | Ordinary Shares | 5,523 | 0 | D |
Explanation of responses
- F1Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
- F2These options are fully vested in accordance with their terms.