SEC Form 4 · accession 0001127602-15-026841
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Pops
Officer — Director and CEO, Alkermes plc · Director
Period of report
Sep 10, 2015
Accepted (ET)
Sep 10, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 10, 2015 | M | 50,000 | $18.60 | A | 592,917 | D | |
| Ordinary SharesF3 | Sep 10, 2015 | S | 29,991 | $67.1993 | D | 562,926 | D | |
| Ordinary SharesF4 | Sep 10, 2015 | S | 20,009 | $68.12 | D | 542,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F5 | $18.60 | Sep 10, 2015 | M | 50,000 | D | — | Dec 9, 2015 | Ordinary Shares | 50,000 | 132,124 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.72 to $67.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.72 to $68.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5These options are fully vested in accordance with their terms.