SEC Form 4 · accession 0001127602-15-025709
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Cooke
Officer — President, Alkermes plc
Period of report
Aug 24, 2015
Accepted (ET)
Aug 24, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 24, 2015 | M | 18,000 | $14.60 | A | 58,640 | D | |
| Ordinary SharesF3 | Aug 24, 2015 | S | 1,000 | $53.395 | D | 57,640 | D | |
| Ordinary SharesF4 | Aug 24, 2015 | S | 1,200 | $54.6522 | D | 56,440 | D | |
| Ordinary SharesF5 | Aug 24, 2015 | S | 2,500 | $56.6747 | D | 53,940 | D | |
| Ordinary SharesF6 | Aug 24, 2015 | S | 5,661 | $57.7769 | D | 48,279 | D | |
| Ordinary SharesF7 | Aug 24, 2015 | S | 5,107 | $58.6363 | D | 43,172 | D | |
| Ordinary SharesF8 | Aug 24, 2015 | S | 2,532 | $59.4083 | D | 40,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F9 | $14.60 | Aug 24, 2015 | M | 18,000 | D | — | Oct 5, 2021 | Ordinary Shares | 18,000 | 106,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.05 to $53.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.28 to $55.16. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.01 to $57.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.04 to $58.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.05 to $59.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.0675 to $59.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F9The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing on 10/5/12.