SEC Form 4 · accession 0001127602-15-021324
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Cooke
Officer — President, Alkermes plc
Period of report
Jun 23, 2015
Accepted (ET)
Jun 24, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 23, 2015 | M | 18,000 | $14.60 | A | 58,640 | D | |
| Ordinary SharesF3 | Jun 23, 2015 | S | 17,100 | $66.8007 | D | 41,540 | D | |
| Ordinary SharesF4 | Jun 23, 2015 | S | 900 | $67.5622 | D | 40,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $14.60 | Jun 23, 2015 | M | 18,000 | D | — | Oct 5, 2021 | Ordinary Shares | 18,000 | 142,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.315 to $67.275. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.51 to $67.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing on 10/5/12.