SEC Form 4 · accession 0001127602-15-019180
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca Peterson
Officer — SVP, Corporate Communications
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 28, 2015 | M | 20,000 | $33.72 | A | 20,000 | D | |
| Ordinary SharesF3 | May 28, 2015 | S | 19,800 | $59.971 | D | 200 | D | |
| Ordinary SharesF4 | May 28, 2015 | S | 200 | $60.705 | D | 0 | D | |
| Ordinary Shares | May 28, 2015 | M | 3,750 | $0.00 | A | 3,750 | D | |
| Ordinary Shares | May 28, 2015 | F | 1,767 | $59.92 | D | 1,983 | D | |
| Ordinary Shares | Jun 1, 2015 | S | 1,983 | $60.78 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $33.72 | May 28, 2015 | M | 20,000 | D | May 28, 2014 | May 28, 2023 | Ordinary Shares | 20,000 | 40,000 | D |
| Restricted Stock Unit AwardF6 | $0.00 | May 28, 2015 | M | 3,750 | D | May 28, 2014 | — | Ordinary Shares | 3,750 | 7,500 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.50 to $60.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.70 to $60.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5Shares subject to the stock option award vest in four equal annual installments commencing on 5/28/14.
- F6Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.