SEC Form 4 · accession 0001127602-15-018415
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca Peterson
Officer — SVP, Corporate Communications
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 20, 2015 | M | 8,750 | $18.105 | A | 8,750 | D | |
| Ordinary SharesF3 | May 20, 2015 | S | 7,700 | $61.8354 | D | 1,050 | D | |
| Ordinary SharesF4 | May 20, 2015 | S | 1,050 | $62.5033 | D | 0 | D | |
| Ordinary Shares | May 20, 2015 | M | 2,000 | $0.00 | A | 2,000 | D | |
| Ordinary Shares | May 20, 2015 | F | 942 | $62.10 | D | 1,058 | D | |
| Ordinary Shares | May 21, 2015 | M | 18,750 | $16.55 | A | 19,808 | D | |
| Ordinary SharesF5 | May 21, 2015 | S | 16,150 | $61.531 | D | 3,658 | D | |
| Ordinary SharesF6 | May 21, 2015 | S | 2,600 | $62.4259 | D | 1,058 | D | |
| Ordinary Shares | May 22, 2015 | S | 1,058 | $61.11 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $18.105 | May 20, 2015 | M | 8,750 | D | — | May 20, 2021 | Ordinary Shares | 8,750 | 0 | D |
| Restricted Stock Unit AwardF8 | $0.00 | May 20, 2015 | M | 2,000 | D | — | — | Ordinary Shares | 2,000 | 0 | D |
| Employee Stock Option (Right to Buy)F9 | $16.55 | May 21, 2015 | M | 18,750 | D | May 21, 2013 | May 21, 2022 | Ordinary Shares | 18,750 | 18,750 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.36 to $62.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.40 to $62.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.12 to $62.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.13 to $62.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F7These options are fully vested in accordance with their terms.
- F8This RSU award is fully vested in accordance with its terms.
- F9Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.