SEC Form 4 · accession 0001127602-15-015039
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Ehrich
Officer — EVP, R&D & CMO, Alkermes, Inc.
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Apr 21, 2015 | M | 25,000 | $16.55 | A | 49,956 | D | |
| Ordinary SharesF3 | Apr 21, 2015 | S | 10,228 | $61.9888 | D | 39,728 | D | |
| Ordinary SharesF4 | Apr 21, 2015 | S | 14,772 | $62.6606 | D | 24,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $16.55 | Apr 21, 2015 | M | 25,000 | D | May 21, 2013 | May 21, 2022 | Ordinary Shares | 25,000 | 95,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.345 to $62.325. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.34 to $62.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F5Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.