SEC Form 4 · accession 0001127602-15-014757
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stejbach
Officer — Chief Commercial Officer
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Apr 15, 2015 | M | 5,780 | $17.30 | A | 16,544 | D | |
| Ordinary Shares | Apr 15, 2015 | F | 1,591 | $62.83 | D | 14,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.30 | Apr 15, 2015 | M | 5,780 | D | Mar 7, 2013 | Mar 7, 2022 | Ordinary Shares | 5,780 | 88,440 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This stock swap was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing on 3/7/13.