SEC Form 4 · accession 0001127602-15-010356
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon G Pugh
Officer — SVP, COO & CRO, Alkermes, Inc.
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 3, 2015 | M | 3,250 | $0.00 | A | 9,889 | D | |
| Ordinary Shares | Mar 3, 2015 | F | 1,531 | $72.80 | D | 8,358 | D | |
| Ordinary Shares | holding | — | — | — | 30,637 | I | Gordon G. Pugh Revocable Trust - 2012 | |
| Ordinary SharesF1 | holding | — | — | — | 9,190 | I | By GRAT | |
| Ordinary Shares | holding | — | — | — | 10,900 | I | Nancy E. Pugh Revocable Trust - 2012 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF2 | $0.00 | Mar 3, 2015 | M | 3,250 | D | Mar 3, 2015 | — | Ordinary Shares | 3,250 | 9,750 | D |
Explanation of responses
- F1Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
- F2Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/3/2015.